HIST 270: History of China

Chapter 2, Lecture 3

Daoism, Legalism & The Intellectual Legacy

Radical Alternatives and the Winning Strategy

Two Radical Opposites

Confucians say: TRY HARDER.

Daoists say: STOP TRYING.

Can virtue govern, or does power require force?

Daoism: The Texts

Laozi 老子

  • Probably legendary figure
  • Text: Daodejing
  • Brief, poetic, aphoristic

Zhuangzi 莊子

  • Historical (369–286 BCE)
  • Playful, literary, parables
  • More skeptical, humorous

Note: We discuss philosophical Daoism - different from later religious Daoism.

The Dao 道 - The Way

"The Dao that can be spoken is not the eternal Dao."
— Daodejing, Ch. 1
  • Natural order of the universe
  • Beyond words, cannot be defined
  • Like water: soft but powerful
  • Humans should align with Dao

Wu-wei 無為 - Non-Action

  • Literally "non-action" but really effortless action
  • Acting in harmony with natural flow
  • NOT doing nothing - doing without forcing

🏊 The Swimmer

Good swimmer works WITH the current, not against it.

🔪 The Butcher

Skilled butcher cuts along natural joints - knife never dulls.

Critique of Confucian Striving

Confucians Say

  • Study classics
  • Cultivate virtue
  • Practice ritual

Daoists Say

  • Trying makes it worse
  • Creates hypocrisy
  • Natural spontaneity lost
"Do not honor the worthy, and people will not compete."
— Daodejing, Ch. 3

Daoist Political Advice

"Govern a great state as you would cook a small fish - don't overdo it."
— Daodejing, Ch. 60
  • Best ruler: people don't know he exists
  • Interference causes problems
  • Let nature take its course
  • Small, simple communities ideal

Primitivism: Ancient past was better. Knowledge corrupts natural goodness.

⏸ Pause & Process

Two-Column Chart

CONFUCIAN vs DAOIST

How should a ruler govern?

How should people be educated?

What makes a good society?

Fill in, then discuss with partner

Legalism: Philosophy of Winners

Context: Qin state in the west

  • Considered "barbarian" by eastern states
  • But getting STRONG
  • Adopting Legalist policies
  • By 3rd century: conquering neighbors

Legalism is the philosophy of the state that WINS. By 221 BCE, Qin conquers all.

Han Feizi 韓非子

d. 233 BCE

  • Student of Xunzi (human nature is bad)
  • Died in prison - possibly murdered by rival
  • Writings became Qin handbook
"When a sage rules, he governs according to the nature of men, not according to what they SHOULD be."
— Han Feizi

Legalist Principles

Laws, Not Exemplars

  • Clear, public, strict laws
  • No exceptions - even nobles

Rewards & Punishments

  • Automatic rewards
  • Severe punishments
  • So terrible no one dares violate

Distrust everyone: Ministers betray. Family seeks power. Only the SYSTEM can be trusted.

Goal: State Power

  • Centralized bureaucracy replaces hereditary lords
  • Officials appointed, serve at ruler's pleasure
  • All power flows from center
  • Individual happiness irrelevant
"The people are like fish; the ruler controls the water."

Sunzi's Art of War

5th century BCE

"All warfare is based on deception."
— Art of War
  • "Know the enemy and know yourself"
  • Appear weak when strong
  • Adapt - "military like water"
  • Best victory: win WITHOUT fighting

Daoist influence: Flexibility, adaptation, working WITH situation.

Yin-Yang: Background Framework

Complementary Forces

  • NOT good vs evil
  • Both necessary
  • Dynamic balance

Yin: dark, receptive, yielding

Yang: bright, assertive, strong

Five Phases 五行

  • Wood → Fire → Earth → Metal → Water
  • Each generates next
  • Cyclical process

Note: Background cosmology shared by ALL schools.

⏸ Pause & Process

Quick Write

You are a Warring States ruler. Which philosophy?

  • Confucian (virtue, ritual)
  • Mohist (universal love)
  • Daoist (do nothing)
  • Legalist (laws, punishments)

Write 90 sec, then show of hands

What Actually Happened

  • 221 BCE: Qin uses Legalism to unify China
  • Qin Dynasty brutal and brief (221–206 BCE)
  • People hate Qin's harshness
  • 206 BCE: Han Dynasty overthrows Qin
  • Han adopts Confucianism as state ideology

Legalism wins short-term. Confucianism wins long-term.

Why Did Confucianism Win?

  • Offered moral legitimacy to rulers
  • Educated elite preferred it
  • Flexible enough to incorporate other ideas
  • Daoism remained spiritual alternative
  • Legalist methods quietly used but not credited

For 2000+ years: Confucian rhetoric, Legalist methods.

Why These Debates Still Matter

Is human nature good or bad?

Can virtue govern, or do we need force?

Should government be active or minimal?

These questions shaped Chinese civilization - and ours today.

Next: Qin Dynasty

  • Legalism in action
  • Conquering all rivals
  • Brutal policies, standardization
  • Great Wall, burning books
  • Empire collapses in 15 years - why?

Key Terms

  • Dao 道 - The Way
  • Wu-wei 無為 - Non-action
  • Laozi / Daodejing
  • Zhuangzi
  • Legalism 法家
  • Han Feizi
  • Sunzi / Art of War
  • Yin-yang / Five Phases